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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-11 |
Branch Locations
325 East Front Street, Statesville, NC 28677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yadkin Wealth | Statesville | NC | 04/2005 | 03/2017 |
| Securities America, Inc. | Statesville | NC | 11/2013 | 03/2017 |
| First National Bank Of Pa | Statesville | NC | 03/2017 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2017 | Present |
| Cetera Investment Advisers Llc | Statesville | NC | 10/2022 | Present |
1) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-22 |
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