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Lucas Germain

Wells Fargo Clearing Services, LLC

Hawthorne, CA

Beverly Hills, CA

El Segundo, CA

Beverly Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
CA RA APPROVED 2023-01-12
  • TX RA
    APPROVED
    Since 2025-03-17
  • CA RA
    APPROVED
    Since 2023-01-12

Branch Locations

13545 Hawthorne Blvd, Hawthorne, CA 90250 • United States

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

309 N Sepulveda Blvd Unit A, El Segundo, CA 90245 • United States

Beverly Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Beverly Hills CA 10/2022 Present
New York University New York NY 09/2018 06/2022
Unemployed Los Angeles CA 01/2012 10/2022
  • 10/2022 → Present
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
  • 09/2018 → 06/2022
    New York University
    New York, NY
  • 01/2012 → 10/2022
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-12
  • S66 Uniform Combined State Law Examination
    2023-01-12

View on SEC IAPD

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