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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-05
  • FL RA
    APPROVED
    Since 2026-02-05

Branch Locations

Cutler Bay, FL • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 07/2019 05/2024
Bank Of America Tampa FL 07/2018 10/2018
Telaclaims Miami FL 08/2017 06/2018
University Of South Florida Tampa FL 08/2015 05/2017
University Of South Florida Tampa FL 10/2018 05/2019
Brio Restaurant Tampa FL 05/2018 08/2018
Raymond James & Associates, Inc. Homestead FL 05/2024 12/2025
Raymond James Financial Services, Inc. Cutler Bay FL 01/2026 Present
Raymond James Financial Services Advisors, Inc. Cutler Bay FL 01/2026 Present
  • 07/2019 → 05/2024
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 07/2018 → 10/2018
    Bank Of America
    Tampa, FL
  • 08/2017 → 06/2018
    Telaclaims
    Miami, FL
  • 08/2015 → 05/2017
    University Of South Florida
    Tampa, FL
  • 10/2018 → 05/2019
    University Of South Florida
    Tampa, FL
  • 05/2018 → 08/2018
    Brio Restaurant
    Tampa, FL
  • 05/2024 → 12/2025
    Homestead, FL
  • 01/2026 → Present
    Raymond James Financial Services, Inc.
    Cutler Bay, FL
  • 01/2026 → Present
    Cutler Bay, FL
Previous Registrations
Other Businesses

(1)Name of Business: Address: Homestead, FL, ,United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 08/01/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real estate agent helping buy and sell properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-01
  • S66 Uniform Combined State Law Examination
    2020-02-01

View on SEC IAPD

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