Warren Bradford Cornell

Current Employers

Cornell Capital Group Llc

Encinitas, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Encinitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Lexecon	Pasadena	CA	01/2011	01/2018
Caltech	Pasadena	CA	01/2009	01/2019
Ucla Anderson School Of Management	Los	CA	06/2009	Present
Berkeley Research Group Llc	Los Angeles	CA	08/2019	Present
San Marino Business Partners	La Canada	CA	06/2010	Present
Rayliant Global Advisors	Irvine	CA	12/2017	Present

01/2011 → 01/2018

Compass Lexecon

Pasadena, CA
01/2009 → 01/2019

Caltech

Pasadena, CA
06/2009 → Present

Ucla Anderson School Of Management

Los, CA
08/2019 → Present

Berkeley Research Group Llc

Los Angeles, CA
06/2010 → Present

San Marino Business Partners

La Canada, CA
12/2017 → Present

Rayliant Global Advisors

Irvine, CA

Other Businesses

Part Time Teaching at University of California at San Diego. Non-investment related. Devotes 5hours/month, all outside of securites trading hours. Founder of Cornell Gerger. Indepenent Financial Consulting. Non-investment related business. Devotes 35/hours month to business, 10 hours of which are conducted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-12

S65 Uniform Investment Adviser Law Examination

2019-06-12