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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-20
KS RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-02-20
  • KS RA
    APPROVED
    Since 2023-08-10

Branch Locations

7500 College Blvd Ste 800, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Overland Park KS 06/2022 Present
Minnesota Life Insurance Company Saint Paul MN 06/2022 08/2023
Securian Financial Services Saint Paul MN 06/2022 08/2023
Macha Enterprises Iola KS 05/2017 Present
Equitable Finance Syracuse NY 08/2021 02/2022
Metropolitan Community College Kansas City MO 02/2021 06/2021
Edward Jones Tempe AZ 04/2020 01/2021
Aerotek Tempe AZ 06/2019 03/2020
Johnson Schowengerdt Pa Iola KS 12/2018 12/2018
Johnson Schowengerdt Pa Iola KS 06/2018 08/2018
Ucm Warrensburg MO 08/2015 05/2019
Cetera Wealth Services, Llc Overland Park KS 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2022 → Present
    Renaissance Financial
    Overland Park, KS
  • 06/2022 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2022 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 05/2017 → Present
    Macha Enterprises
    Iola, KS
  • 08/2021 → 02/2022
    Equitable Finance
    Syracuse, NY
  • 02/2021 → 06/2021
    Metropolitan Community College
    Kansas City, MO
  • 04/2020 → 01/2021
    Edward Jones
    Tempe, AZ
  • 06/2019 → 03/2020
    Aerotek
    Tempe, AZ
  • 12/2018 → 12/2018
    Johnson Schowengerdt Pa
    Iola, KS
  • 06/2018 → 08/2018
    Johnson Schowengerdt Pa
    Iola, KS
  • 08/2015 → 05/2019
    Ucm
    Warrensburg, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Overland Park, KS
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-10-05 → 2023-08-10
    Securian Financial Services, Inc.
    Overland Park, KS
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 2022 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: October 2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. MACHA ENTERPRISES POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 1804 East St, Iola KS 66749, United States DESCRIPTION: This is a business that is owned by my father and grandfather. I work part time for them

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-24
  • S66 Uniform Combined State Law Examination
    2022-08-24
Other Names
  • Kaden Lawrence Macha

View on SEC IAPD

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