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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-04
  • NJ RA
    APPROVED
    Since 2022-11-04

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Florham Park NJ 08/2022 Present
Ramapo College Of New Jersey Mahwah NJ 09/2018 05/2022
Oppenheimer & Co. Florham Park NJ 05/2021 07/2022
Oppenheimer & Co. Florham Park NJ 06/2019 09/2019
Chris Roof Baseball School Berkeley Heights NJ 06/2018 07/2018
Governor Livingston High School Berkeley Heights NJ 09/2014 06/2018
  • 08/2022 → Present
    Oppenheimer & Co.
    Florham Park, NJ
  • 09/2018 → 05/2022
    Ramapo College Of New Jersey
    Mahwah, NJ
  • 05/2021 → 07/2022
    Oppenheimer & Co.
    Florham Park, NJ
  • 06/2019 → 09/2019
    Oppenheimer & Co.
    Florham Park, NJ
  • 06/2018 → 07/2018
    Chris Roof Baseball School
    Berkeley Heights, NJ
  • 09/2014 → 06/2018
    Governor Livingston High School
    Berkeley Heights, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-03
S63 Uniform Securities Agent State Law Examination 2021-08-30
  • S65 Uniform Investment Adviser Law Examination
    2022-11-03
  • S63 Uniform Securities Agent State Law Examination
    2021-08-30

View on SEC IAPD

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