Theodore Keaton Polevoy

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 03/2022
  Sanford C. Bernstein & Co., Llc
  San Francisco, CA
• 03/2018 → 08/2021
  University Of Utah - David Eccles School Of Business
  Salt Lake City, UT
• 07/2020 → 08/2020
  Blackrock, Inc.
  Princeton, NJ
• 05/2019 → 08/2019
  E*Trade Financial Corp.
  Sandy, UT
• 08/2017 → 05/2021
  University Of Utah
  Salt Lake City, UT
• 12/2016 → 11/2017
  Smart Rhino Labs
  Draper, UT
• 02/2016 → 12/2016
  Chick-Fil-A
  Draper, UT
• 08/2013 → 06/2017
  Corner Canyon High School
  Draper, UT
• 03/2022 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 03/2022 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 05/2024 → Present
  Respondent.IO
  New York, NY

Other Businesses

Entity Name: Respondent.Io Investment related: No "Address: PO Box 4668 #57891 New York, NY 10163. All online. https://www.respondent.io/ This is a platform that connects me with various studies (example: Talking about my medical condition, discuss opinion on ads). There wouldn't be a single firm I would be working with since its multiple companies conducting the studies, which they would pay me through PayPal. Respondent isn't the firm I would be working for, rather only a platform." Nature of the other business: Market Research Position/Title/Relationship: Independent contractor Start Date: 05/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I would be considered as a participant that would fill out surveys or be part of a focus group for various companies and market research companies. The various companies would pay me. Respondent is a platform to connect me with these studies. I do not get paid by them or work for them. There is no 1099/W2 expected for the "work". Since I would like to complete a few studies a year, my SM recommended I preclear it. It isn't tied to my job or the firm. Only participate after work hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-06
• S63 Uniform Securities Agent State Law Examination
  2021-11-24

Other Names

• Tk Polevoy
• Theodore K. Polevoy