James Oddo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2016 → 05/2020
  Marquette University
  Milwaukee, WI
• 06/2018 → 08/2018
  The Federal Savings Bank
  Milwaukee, WI
• 08/2020 → 08/2021
  Bank Of America, N.A.
  Chicago, IL
• 08/2021 → Present
  Jpmorgan Chase Bank Na
  Chicago, IL
• 08/2021 → Present
  Jpmorgan Securities Llc
  Chicago, IL
• 06/2019 → 08/2019
  Bank Of America, N.A.
  Chicago, IL
• 06/2024 → Present
  Magical Adventures Inc
  Chicago, IL

Previous Registrations

• 2020-09-04 → 2021-08-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Franklin Park, IL
  New York, NY
  Chicago, IL
  Chicago, IL

Other Businesses

Entity Name: 1747 Le Moyne LLC Investment related: No Address: Private Residence Nature of the other business: Real estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The LLC is a holding company to title my property in Chicago. It will collect rent and be used for expenses. Entity Name: Magical Adventures Inc Investment related: No Address: Chicago, IL 60622 (starting June 5th when we move) Nature of the other business: Travel Services Position/Title/Relationship: Owner/Partner Start Date: 06/05/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I are starting a travel review and planning company. It will be a small hobby business focused mostly around Disney. No connection or simialry to JPMC

Exams

• S66 Uniform Combined State Law Examination
  2020-09-03

Other Names

• James Oddo
• James Frank Oddo