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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-21
  • TX RA
    APPROVED
    Since 2025-05-21

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Salt Lake City UT 06/2019 12/2020
Digicert, Llc Lehi UT 12/2017 05/2019
Utah Cancer Specialist Provo UT 11/2016 12/2017
Unemployed Orem UT 07/2016 11/2016
Robinhood Financial Denver CO 01/2021 08/2022
Robinhood Markets, Inc Denver CO 01/2021 10/2022
Broadridge Business Process Outsourcing, Llc Denver CO 10/2022 05/2023
Tiaa Frisco TX 05/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 05/2023 Present
  • 06/2019 → 12/2020
    Fidelity Brokerage Services, Llc
    Salt Lake City, UT
  • 12/2017 → 05/2019
    Digicert, Llc
    Lehi, UT
  • 11/2016 → 12/2017
    Utah Cancer Specialist
    Provo, UT
  • 07/2016 → 11/2016
    Unemployed
    Orem, UT
  • 01/2021 → 08/2022
    Robinhood Financial
    Denver, CO
  • 01/2021 → 10/2022
    Robinhood Markets, Inc
    Denver, CO
  • 10/2022 → 05/2023
    Broadridge Business Process Outsourcing, Llc
    Denver, CO
  • 05/2023 → Present
    Tiaa
    Frisco, TX
  • 05/2023 → Present
    Frisco, TX
Other Businesses

(1) Name: Faggioli Properties, LLC Position: 50% owner in LLC Nature: Invest in and manage residential real estate. Investment Related: Yes Hours: 10Securities Trading Hours: 0Start Date: 12/10/2022 Address: Home Address, Loveland CO 80538, United States Description: This LLC was created to house rental properties that I and my wife invest in. All operations of our real estate investment activities will be under this LLC. Operations include the following Pay expenses of investment properties such as property management dues, maintenance, and repairs. Make down payments for mortgages that will be held by the LLC Currently no properties are held under the LLC. (2) REAL ESTATE INVESTING POSITION: Co-owner NATURE: Collecting rent, Funding repairs, property management, and maintenance of rental properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: Home Address, Loveland CO 80538, United States DESCRIPTION: We are currently managing two rental properties across two states. Properties are currently held in my wife's and my name. In the future they will be transferred to a LLC. (3) ROVER POSITION: Pet Sitter NATURE: I will be pet sitting, dog walking, and doing drop-in visits for pet owners that are out of town and need care for their pets. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2023 ADDRESS: 2101 Fourth Avenue, Suite 400, Seattle WA 98121, United States DESCRIPTION: Pet care

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S65 Uniform Investment Adviser Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Other Names
  • Jesse Antonio Faggioli
  • Jesse Faggioli

View on SEC IAPD

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