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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-21 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 06/2019 | 12/2020 |
| Digicert, Llc | Lehi | UT | 12/2017 | 05/2019 |
| Utah Cancer Specialist | Provo | UT | 11/2016 | 12/2017 |
| Unemployed | Orem | UT | 07/2016 | 11/2016 |
| Robinhood Financial | Denver | CO | 01/2021 | 08/2022 |
| Robinhood Markets, Inc | Denver | CO | 01/2021 | 10/2022 |
| Broadridge Business Process Outsourcing, Llc | Denver | CO | 10/2022 | 05/2023 |
| Tiaa | Frisco | TX | 05/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 05/2023 | Present |
(1) Name: Faggioli Properties, LLC Position: 50% owner in LLC Nature: Invest in and manage residential real estate. Investment Related: Yes Hours: 10Securities Trading Hours: 0Start Date: 12/10/2022 Address: Home Address, Loveland CO 80538, United States Description: This LLC was created to house rental properties that I and my wife invest in. All operations of our real estate investment activities will be under this LLC. Operations include the following Pay expenses of investment properties such as property management dues, maintenance, and repairs. Make down payments for mortgages that will be held by the LLC Currently no properties are held under the LLC. (2) REAL ESTATE INVESTING POSITION: Co-owner NATURE: Collecting rent, Funding repairs, property management, and maintenance of rental properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: Home Address, Loveland CO 80538, United States DESCRIPTION: We are currently managing two rental properties across two states. Properties are currently held in my wife's and my name. In the future they will be transferred to a LLC. (3) ROVER POSITION: Pet Sitter NATURE: I will be pet sitting, dog walking, and doing drop-in visits for pet owners that are out of town and need care for their pets. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2023 ADDRESS: 2101 Fourth Avenue, Suite 400, Seattle WA 98121, United States DESCRIPTION: Pet care
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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