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Frank Burgaretta

J.P. Morgan Securities LLC

Miami, FL

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-12
TX RA APPROVED 2026-06-12
  • NC RA
    APPROVED
    Since 2026-06-12
  • TX RA
    APPROVED
    Since 2026-06-12

Branch Locations

1450 Brickell Ave, Miami, FL 33131 • United States

500 Providence, Charlotte, NC 28207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Charlotte NC 06/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2018 06/2026
Bank Of America Charlotte NC 02/2018 06/2026
Pnc Toms River NJ 05/2015 02/2018
Previous Registrations
  • 2018-05-30 → 2026-06-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
    Waxhaw, NC
    Howell, NJ
    Eatontown, NJ
    Iselin, NJ
    Lakewood, NJ
    Pennington, NJ
    Freehold, NJ
    Freehold, NJ
    Freehold, NJ
    Lakewood, NJ
    Jackson, NJ
    Brielle, NJ
    Freehold, NJ
    Charlotte, NC
    Charlotte, NC
    Jacksonville, FL
    Waxhaw, NC
    Jacksonville, FL
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-22
S63 Uniform Securities Agent State Law Examination 2009-08-12
  • S66 Uniform Combined State Law Examination
    2018-05-22
  • S63 Uniform Securities Agent State Law Examination
    2009-08-12
Other Names
  • Frank Burgatetta
  • Frank Burgaretta
  • Frank Burgaretta
  • Frank Burgaretta
  • Frank Burgaretta

View on SEC IAPD

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