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Stephen Kragen

Raymond James & Associates, Inc.

Walnut Creek, CA

Denver, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-12-04
TX RA APPROVED 2023-04-10
CA RA APPROVED 2022-09-30
  • CO RA
    APPROVED
    Since 2023-12-04
  • TX RA
    APPROVED
    Since 2023-04-10
  • CA RA
    APPROVED
    Since 2022-09-30

Branch Locations

2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2021 09/2022
Parametric Portfolio Associates Seattle WA 07/2020 10/2021
Washington State University Pullman WA 08/2016 07/2020
Mr. Lucky's Of Pleasant Hill Pleasant Hill CA 06/2019 08/2019
Pratt Moving And Storage Pullman WA 05/2020 07/2020
Raymond James & Associates, Inc. Denver CO 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
  • S66 Uniform Combined State Law Examination
    2022-07-02
Other Names
  • Stephen Kragen
  • Stephen J Kragen

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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