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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-22
CT RA APPROVED 2025-12-04
  • TX RA
    APPROVED
    Since 2026-01-22
  • CT RA
    APPROVED
    Since 2025-12-04

Branch Locations

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

Holliston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Auburndale MA 11/2020 Present
Unemployed Pomfret CT 05/2020 11/2020
Northeastern University Boston MA 09/2016 05/2020
Ameriprise Financial Services Inc. Auburndale MA 07/2019 12/2019
State Street Global Advisors Boston MA 07/2018 12/2018
Baker Hughes, Ge Billerica MA 06/2017 12/2017
Northeastern University Boston MA 03/2018 06/2018
Coburn Technologies South Windsor CT 05/2017 06/2017
  • 11/2020 → Present
    Auburndale, MA
  • 05/2020 → 11/2020
    Unemployed
    Pomfret, CT
  • 09/2016 → 05/2020
    Northeastern University
    Boston, MA
  • 07/2019 → 12/2019
    Ameriprise Financial Services Inc.
    Auburndale, MA
  • 07/2018 → 12/2018
    State Street Global Advisors
    Boston, MA
  • 06/2017 → 12/2017
    Baker Hughes, Ge
    Billerica, MA
  • 03/2018 → 06/2018
    Northeastern University
    Boston, MA
  • 05/2017 → 06/2017
    Coburn Technologies
    South Windsor, CT
Other Businesses

Outside Employment; NET FLOWS LLC; Being paid through LLC for work done at Ameriprise.; Manage advisory business; 275 Grove St, Suite 1W-305, Auburndale, MA, 02466; Investment-Related; 07/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-01

View on SEC IAPD

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