Yomara Santiago

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greensboro, NC
• 10/2008 → 10/2020
  Bank Of America, N.A.
  Greensboro, NC
• 08/2021 → Present
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2021 → Present
  Truliant Federal Credit Union
  Winston-Salem, NC

Previous Registrations

• 2021-08-20 → 2022-06-13
  Cuso Financial Services, L.P.
  Winston-Salem, NC
  Winston-Salem, NC
• 2019-09-25 → 2021-08-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greensboro, NC
  New York, NY
  Winston Salem, NC
  Winston Salem, NC

Other Businesses

MANAGEMENT/OPERATIONS OF INVESTMENT-RELATED PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2019-09-24