Kimberly Anne Penna

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-12-17
NJ	RA	APPROVED	2019-10-24

TX RA
APPROVED

Since 2019-12-17
NJ RA
APPROVED

Since 2019-10-24

Branch Locations

1501 Long Beach Blvd, Ship Bottom, NJ 08008 • United States

785 Rt 72 E, Manahawkin, NJ 08050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ship Bottom	NJ	07/2019	Present
Timberland	Atlantic City	NJ	11/2012	08/2017
Bank Of America, N.A.	Ship Bottom	NJ	08/2017	Present

07/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ship Bottom, NJ
11/2012 → 08/2017

Timberland

Atlantic City, NJ
08/2017 → Present

Bank Of America, N.A.

Ship Bottom, NJ

Other Businesses

I*1497292, Entity Type: Entity For Profit, Name of OBA: KP, Address: barnegat, New Jersey 08005, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 06/27/2004, No Hours: 1, No Hours during trading: 0, Duties: I sell used items that I already own on ebay (mostly used clothing that I don't wear anymore).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-23

S66 Uniform Combined State Law Examination

2019-10-23

Other Names

Kimberly Anne Andriano
Kimberly Penna

View on SEC IAPD