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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 06/2019 | Present |
| Bank Of America | San Antonio | TX | 07/2016 | Present |
I*519281 For profit or not for profit: Entity For Profit Name of outside business organization: Bittersweet Band Investment related: N Address of business: San Antonio, Texas, 78254 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 9/14/2021 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member of a local cover band Hobby related, Musical live performance band I am a guitarist in the band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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