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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Durham | NC | 01/2023 | 11/2025 |
| Barings | Charlotte | NC | 01/2021 | 01/2023 |
| Barings | Charlotte | NC | 06/2020 | 08/2020 |
| Harris Teeter | Chapel Hill | NC | 03/2020 | 11/2020 |
| O2 Fitness | Chapel Hill | NC | 09/2019 | 03/2020 |
| E*Trade Corporate Services | Alpharetta | GA | 06/2019 | 08/2019 |
| Go Fish Digital | Raleigh | NC | 01/2019 | 04/2019 |
| Etix | Morrisville | NC | 09/2018 | 12/2018 |
| Dairy Queen | Cary | NC | 06/2014 | 12/2018 |
| Carolina Club | Chapel Hill | NC | 09/2017 | 08/2018 |
| Aeropostale | Cary | NC | 11/2016 | 11/2016 |
| Cary High School | Cary | NC | 08/2013 | 06/2017 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2017 | 12/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | 11/2025 |
| Transamerica Life Insurance Company | Durham | NC | 02/2026 | Present |
| Transamerica Investors Securities, Llc | Durham | NC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-13 |
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