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Halah Keesee Little

Transamerica Retirement Advisors, LLC

Durham, NC

CRD 7138797

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-05
  • NC RA
    APPROVED
    Since 2026-02-05

Branch Locations

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Durham NC 01/2023 11/2025
Barings Charlotte NC 01/2021 01/2023
Barings Charlotte NC 06/2020 08/2020
Harris Teeter Chapel Hill NC 03/2020 11/2020
O2 Fitness Chapel Hill NC 09/2019 03/2020
E*Trade Corporate Services Alpharetta GA 06/2019 08/2019
Go Fish Digital Raleigh NC 01/2019 04/2019
Etix Morrisville NC 09/2018 12/2018
Dairy Queen Cary NC 06/2014 12/2018
Carolina Club Chapel Hill NC 09/2017 08/2018
Aeropostale Cary NC 11/2016 11/2016
Cary High School Cary NC 08/2013 06/2017
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2017 12/2020
Fidelity Investments Boston MA 03/2025 11/2025
Transamerica Life Insurance Company Durham NC 02/2026 Present
Transamerica Investors Securities, Llc Durham NC 02/2026 Present
  • 01/2023 → 11/2025
    Fidelity Investments
    Durham, NC
  • 01/2021 → 01/2023
    Barings
    Charlotte, NC
  • 06/2020 → 08/2020
    Barings
    Charlotte, NC
  • 03/2020 → 11/2020
    Harris Teeter
    Chapel Hill, NC
  • 09/2019 → 03/2020
    O2 Fitness
    Chapel Hill, NC
  • 06/2019 → 08/2019
    E*Trade Corporate Services
    Alpharetta, GA
  • 01/2019 → 04/2019
    Go Fish Digital
    Raleigh, NC
  • 09/2018 → 12/2018
    Etix
    Morrisville, NC
  • 06/2014 → 12/2018
    Dairy Queen
    Cary, NC
  • 09/2017 → 08/2018
    Carolina Club
    Chapel Hill, NC
  • 11/2016 → 11/2016
    Aeropostale
    Cary, NC
  • 08/2013 → 06/2017
    Cary High School
    Cary, NC
  • 08/2017 → 12/2020
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 03/2025 → 11/2025
    Fidelity Investments
    Boston, MA
  • 02/2026 → Present
    Transamerica Life Insurance Company
    Durham, NC
  • 02/2026 → Present
    Transamerica Investors Securities, Llc
    Durham, NC
Previous Registrations
  • 2025-03-31 → 2025-11-13
    Durham, NC
    Raleigh, NC
    Durham, NC
    Boston, MA
  • 2023-06-30 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-13
  • S66 Uniform Combined State Law Examination
    2023-06-13

View on SEC IAPD

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