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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Colorado Springs, CO • United States
10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908-5288 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Folio Investments, Inc./Goldman Sachs | Mclean | VA | 11/2019 | 07/2024 |
| Colorado Springs Orthopedic Group | Colorado Springs | CO | 11/2013 | 09/2016 |
| Uccs Coffee Services | Colorado Springs | CO | 09/2016 | 10/2016 |
| Caption Call | Colorado Springs | CO | 10/2016 | 05/2019 |
| North American Missions Board | Colorado Springs | CO | 01/2017 | 05/2019 |
| T Rowe Price | Colorado Springs | CO | 06/2019 | 11/2019 |
| Uccs | Colorado Springs | CO | 08/2012 | 12/2016 |
| Fidelity Investments | Colorado Springs | CO | 07/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-30 |
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