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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CA | RA | APPROVED | 2021-09-13 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 07/2021 | Present |
| Morgan Stanley | Columbus | OH | 03/2021 | 06/2021 |
| Ubs Financial Services | Hermantown | MN | 08/2020 | 01/2021 |
| Jpmorgan Chase & Co | Columbus | OH | 06/2020 | 08/2020 |
| Ubs Financial Services | Columbus | OH | 06/2019 | 06/2020 |
| Hermantown Youth Soccer Association | Hermantown, | MN | 04/2015 | 08/2018 |
| Northern Michigan University | Marquette | MI | 08/2017 | 05/2018 |
| The Ohio State University | Columbus | OH | 08/2018 | 12/2020 |
| The Ohio State University | Columbus | OH | 02/2019 | 08/2019 |
| Unemployed | Hermantown | MN | 02/2021 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-12 |
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