Cody Andrew Barclay

Current Employers

Employment History

• 08/2014 → 05/2017
  Santa Rosa Junior College
  Santa Rosa, CA
• 08/2017 → 12/2019
  Chico State University
  Napa, CA
• 05/2020 → Present
  Lpl Financial, Llc
  Napa, CA
• 05/2014 → 10/2019
  Vintners Golf Club
  Yountville, CA
• 01/2020 → 05/2020
  Napa Valley Financial
  Napa, CA
• 09/2020 → Present
  Advisor Resource Council
  Napa, CA

Other Businesses

1)06/06/2019 - Outside/W-2 Employment - VINTNERS GOLF CLUB - 5% - NOT INVESTMENT RELATED - YOUNTVILLE, CA 94599 2)05/2020 - DBA for LPL Business (entity for LPL business) - NAPA VALLEY FINANCIAL - INVESTMENT RELATED - NAPA, CA 3) 10/5/2020 - NAPA VALLEY FINANCIAL - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2020 - 65 Hours Per Month - Time Spent 40%. 4) 10/5/2020 - ADVISOR RESOURCE COUNCIL - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/1/2020 - 65 Hours Per Month/3 Hours During Securities Trading - Time Spent 40% - I provide investment advisory services through ADVISOR RESOURCE COUNCIL, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 65 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/30/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - Started 02/11/2021 - 5 Hours Per Month During Securities Trading - Notarizing documents in office. 6) 3/8/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/22/2021 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-09-22