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Great Bend, KS • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cim, Llc | Albany | NY | 04/2018 | 01/2020 |
| Independent Family Office, Llc | Albany | NY | 06/2016 | 04/2018 |
| Hfm, Llc | Killington | VT | 03/2020 | 07/2022 |
| Troy Web Consulting, Llc | Troy | NY | 07/2022 | 11/2023 |
| Leading Edge Financial Planning, Llc/Stewardright | Wichita | KS | 02/2024 | 04/2025 |
| Gbks Llc Dba Gbks Investment Management | Great Bend | KS | 02/2025 | Present |
Central Plains Surgical Associates, LLC; GBKS, LLC has a consulting contract with Central Plains Surgical Associates, LLC; Not investment related; 304 C Street Claflin KS 67525; Description: Surgical on-call services; Responsibilities: Business development; 2025-04-01; 0 Hours per month devoted to business during trading hours; 1 Hour per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-04 |
| S66 | Uniform Combined State Law Examination | 2020-07-11 |
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