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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-21 |
| KS | RA | APPROVED | 2025-07-22 |
| AZ | RA | APPROVED | 2023-01-24 |
Branch Locations
5700 W. 112Th St. Suite 500, Overland Park, KS 66211 • United States
18500 W. Corporate Dr. Suite 120, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors | Scottsdae | AZ | 09/2022 | Present |
| Mariner Wealth Advisors | Scottsdale | AZ | 06/2022 | 09/2022 |
| Mariner Wealth Advisors | Overland Park | KS | 06/2021 | 08/2021 |
| Prime Capital Investment Advisors | Overland Park | KS | 06/2019 | 08/2020 |
| University Of Kansas | Lawrence | KS | 08/2018 | 05/2022 |
| Blue Valley West High School | Overland Park | KS | 08/2014 | 05/2018 |
Scavuzzo's, Inc., Not investment related, Kansas City, KS, Food and delivery Company, Advisor, 04/01/2023, 2.5 hrs. per month, 0 hrs. during trading hours, Attend meetings, provide guidance and participate in projects. Folds of Honor Foundation; not investment related; Kansas City, KS; Director; start date 1/1/26; 3 hours /month, 0 during trading hours; Raising dollars for the benefit of children who's parents are active or retired U.S Military
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
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