Best Investors Account Sign in

Brian Patrick Fitzsimmons

Raymond James Financial Services Advisors, Inc

Greenville, SC

CRD 7137828

Claim This Profile
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • SC RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

124 Verdae Blvd Suite 501, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville SC 06/2019 08/2024
United States Marine Corps Quantico VA 03/2012 03/2019
Raymond James Financial Services Advisors, Inc. Greenville SC 09/2024 Present
Raymond James Financial Services, Inc. Greenville SC 09/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: FFH Wealth Advisors LLC DBA Axia Wealth Advisors Address: 124 Verdae Blvd Suite 501, Greenville, SC, 29607-3423, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/19/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Principal/Financial Advisor at new RJFS branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-22
  • S66 Uniform Combined State Law Examination
    2019-10-22
Other Names
  • Brian P. Fitzsimmons
  • Brian Fitzsimmons

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenville, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor