Robert Joseph Herman

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 04/2026
  Gries Financial Llc
  Cleveland, OH
• 12/2024 → Present
  The 4100 Group
  Lansing, MI
• 04/2026 → Present
  Arax Advisory Partners, Llc
  Denver, CO

Previous Registrations

• 2009-11-23 → 2026-04-29
  Gfp Private Wealth
  Cincinnati, OH
  Cleveland Heights, OH
  Cincinnati, OH
  Cleveland, OH
• 2024-07-22 → 2026-04-29
  Logix Investments Llc
  Cincinnati, OH
  Cleveland, OH
  Cincinnati, OH
  Cleveland Heights, OH
• 2004-02-12 → 2006-09-29
  Logix Investment Management
  Cleveland, OH

Other Businesses

Managing Principal the 4100 Group, investment related, 300 S Washington Sq Lansing, MI 48933, private equity investments, start 07/2020, full time 40 hours per week, business leader. Chairman of Bull Harbor Capital, investment related, 7101 WISCONSIN AVENUE, SUITE 1202 Bethesda, MD 20814, start date 07/18/2024, time during trading hours, hours vary widely each month business leader.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-28
• S63 Uniform Securities Agent State Law Examination
  1999-08-26