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Dylan J Lee

Wells Fargo Clearing Services, LLC

Irvine, CA

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-09
CA RA APPROVED 2021-08-23
  • TX RA
    APPROVED
    Since 2021-09-09
  • CA RA
    APPROVED
    Since 2021-08-23

Branch Locations

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Los Angeles CA 06/2019 08/2019
Highland Capital Management Dallas TX 06/2017 08/2017
Southern Methodist University Dallas TX 02/2017 10/2018
Staffmark La Puente CA 06/2020 10/2020
Southern Methodist University Dallas TX 08/2016 05/2020
Unemployed Hacienda Heights CA 11/2020 02/2021
Wells Fargo Advisors Los Angeles CA 02/2021 Present
  • 06/2019 → 08/2019
    Wells Fargo Advisors
    Los Angeles, CA
  • 06/2017 → 08/2017
    Highland Capital Management
    Dallas, TX
  • 02/2017 → 10/2018
    Southern Methodist University
    Dallas, TX
  • 06/2020 → 10/2020
    Staffmark
    La Puente, CA
  • 08/2016 → 05/2020
    Southern Methodist University
    Dallas, TX
  • 11/2020 → 02/2021
    Unemployed
    Hacienda Heights, CA
  • 02/2021 → Present
    Wells Fargo Advisors
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-21
S63 Uniform Securities Agent State Law Examination 2021-07-19
  • S65 Uniform Investment Adviser Law Examination
    2021-08-21
  • S63 Uniform Securities Agent State Law Examination
    2021-07-19
Other Names
  • Dylan Lee

View on SEC IAPD

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VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
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