Kelsey Daugherty

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-06-03

VA RA
APPROVED

Since 2024-06-03

Branch Locations

8010 Thorn Road, Henrico, VA 23229 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs	Washington	DC	07/2020	04/2022
Southern Methodist University	Dallas	TX	08/2018	05/2020
Cranial Technologies	Fort Worth	TX	07/2017	08/2018
Hampton Roads Ent And Allergy	Williamsburg	VA	08/2016	07/2017
Canal Capital Management Llc	Richmond	VA	07/2022	02/2023
Kestra Investment Services Llc	Richmond	VA	07/2023	Present
Interspan Resources	Richmond	VA	02/2023	07/2023
Kestra Advisory Services, Llc	Henrico	VA	06/2024	Present

07/2020 → 04/2022

Goldman Sachs

Washington, DC
08/2018 → 05/2020

Southern Methodist University

Dallas, TX
07/2017 → 08/2018

Cranial Technologies

Fort Worth, TX
08/2016 → 07/2017

Hampton Roads Ent And Allergy

Williamsburg, VA
07/2022 → 02/2023

Canal Capital Management Llc

Richmond, VA
07/2023 → Present

Kestra Investment Services Llc

Richmond, VA
02/2023 → 07/2023

Interspan Resources

Richmond, VA
06/2024 → Present

Kestra Advisory Services, Llc

Henrico, VA

Other Businesses

BN: ASHWOOD FINANCIAL PARTNERS POS: Registred Rep NOB: Registered rep activities through Kestra Investment Services INV REL: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2012 ADDRESS: 3908A Meadowdale Blvd, North Chesterfield VA 23234 DESC: Handle client funds, make recommendations BN: ASHWOOD FINANCIAL PARTNERS POS: Registred Rep NOB: Registered rep activities through Kestra Investment Services INV REL: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2012 ADDRESS: 3908A Meadowdale Blvd, North Chesterfield VA 23234 DESC: Handle client funds, make recommendations BN: KESTRA ADVISORY SERVICES, LLC POS: Investment Advisor Representative NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 70 START DATE: 06/05/2024 ADDRESS: 707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: Investment Advisory Services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-30
S63	Uniform Securities Agent State Law Examination	2020-10-28

S65 Uniform Investment Adviser Law Examination

2024-05-30
S63 Uniform Securities Agent State Law Examination

2020-10-28

Other Names

Kelsey Daugherty
Kelsey Layne Daugherty

View on SEC IAPD