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Steven Michael Nigro

Mml Investors Services, LLC

New York, NY

New York, NY

CRD 7137457

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-09
NY RA APPROVED 2024-04-16
  • TX RA
    APPROVED
    Since 2025-10-09
  • NY RA
    APPROVED
    Since 2024-04-16

Branch Locations

New York, NY • United States

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 06/2021 Present
Mass Mutual Life Insurance Company New York NY 07/2021 Present
Fifth Avenue Financial New York NY 06/2021 Present
Saint Joseph's University Philadelphia PA 08/2017 05/2021
Brinker Capital Investments Berwyn PA 06/2020 07/2020
Lenox Advisors New York NY 06/2019 08/2019
York Catholic High School York PA 08/2012 06/2017
  • 06/2021 → Present
    Mml Investors Services, Llc
    New York, NY
  • 07/2021 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 06/2021 → Present
    Fifth Avenue Financial
    New York, NY
  • 08/2017 → 05/2021
    Saint Joseph's University
    Philadelphia, PA
  • 06/2020 → 07/2020
    Brinker Capital Investments
    Berwyn, PA
  • 06/2019 → 08/2019
    Lenox Advisors
    New York, NY
  • 08/2012 → 06/2017
    York Catholic High School
    York, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2021-09-07
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Steven Michael Nigro
  • Steven Nigro

View on SEC IAPD

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