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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-04
  • WI RA
    APPROVED
    Since 2026-02-04

Branch Locations

1820 Hall Ave., Marinette, WI 54143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richey May & Co. Englewood CO 06/2020 08/2020
Movement Rino Denver CO 08/2020 05/2021
Self Employed Lakewood CO 01/2024 03/2025
Richey May & Co. Englewood CO 01/2022 04/2022
Self Employed Crivitz WI 01/2018 07/2018
Northern Automotive Crivitz WI 01/2010 07/2018
Colorado Mountain Bike Association Littleton CO 05/2021 09/2021
Student Lakewood CO 07/2018 02/2019
Colorado Christian University Groundskeeping And Mail Room Lakewood CO 02/2019 05/2021
Fidelity Investments Greenwood Village CO 03/2025 10/2025
Absolute Tree Care Littleton CO 04/2022 03/2025
Valley Investment Solutions Kaukauna WI 06/2019 08/2019
Earth Treks Englewood CO 02/2020 03/2020
Absolute Tree Care Littleton CO 09/2021 01/2022
Cambridge Investment Research, Inc. Fairfield IA 02/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2026 Present
Unemployed Wausaukee WI 11/2025 01/2026
  • 06/2020 → 08/2020
    Richey May & Co.
    Englewood, CO
  • 08/2020 → 05/2021
    Movement Rino
    Denver, CO
  • 01/2024 → 03/2025
    Self Employed
    Lakewood, CO
  • 01/2022 → 04/2022
    Richey May & Co.
    Englewood, CO
  • 01/2018 → 07/2018
    Self Employed
    Crivitz, WI
  • 01/2010 → 07/2018
    Northern Automotive
    Crivitz, WI
  • 05/2021 → 09/2021
    Colorado Mountain Bike Association
    Littleton, CO
  • 07/2018 → 02/2019
    Student
    Lakewood, CO
  • 02/2019 → 05/2021
    Colorado Christian University Groundskeeping And Mail Room
    Lakewood, CO
  • 03/2025 → 10/2025
    Fidelity Investments
    Greenwood Village, CO
  • 04/2022 → 03/2025
    Absolute Tree Care
    Littleton, CO
  • 06/2019 → 08/2019
    Valley Investment Solutions
    Kaukauna, WI
  • 02/2020 → 03/2020
    Earth Treks
    Englewood, CO
  • 09/2021 → 01/2022
    Absolute Tree Care
    Littleton, CO
  • 02/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2026 → Present
    Fairfield, IA
  • 11/2025 → 01/2026
    Unemployed
    Wausaukee, WI
Previous Registrations
Other Businesses

1) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 02/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2) EVERGREEN TREE CARE LLC, 504 North US Highway 141, Crivitz WI 54114, United States, 03/26/2026, Owner, Construction/Labor, NIR, 40 HR/MO - 0 HR/MO TRADING 3) STEPHENSON NATIONAL BANK & TRUST, 1820 Hall Ave, Marinette WI 54143, United States, 02/18/2026, Trust Officer, Bank/Credit Union, NIR, 20 HR/MO - 20 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-12
  • S66 Uniform Combined State Law Examination
    2025-06-12
Other Names
  • Mitchell Laurence Banaszak
  • Mitchell Banaszak

View on SEC IAPD

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