Stephen Thomas Gustman

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Marinette, WI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-04-19 → 2021-06-09
  Voya Financial Advisors, Inc.
  Marinette, WI
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: NORTH STAR HEALTH CARE SUBSIDIARY LLC; No; W1718 RIVER OAKS DR PO BOX 773; PO BOX 773; WI; 54143; COMMERCIAL BUILDING; OWNER; 2/8/2016; 1; 0; RENTING MEDICAL OFFICE BUILDING| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2033 MARINETTE AVE; MARINETTE; WI; 54143; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/12/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 3) NAME OF ENTITY: Great Lakes Financial Management Group, Inc; Yes; 2033 MARINETTE AVE; MARINETTE; WI; 54143; DBA; agent; 6/21/2012; 160; 160; sales and service of fixed insurance products; marketing entity for financial services business| 4) NAME OF ENTITY: NORTH STAR HEALTH CARE PROPERTIES LLC; No; W1718 RIVER OAKS DR PO BOX 773; PO BOX 773; WI; 54143; LLC; OWNER; 2/8/2016; 1; 0; LEASING OF BUILDING| 5) NAME OF ENTITY: Independent Insurance Agent; Yes; 2023 MARINETTE AVE; MARINETTE; WI; 54143; Fixed Insurance Sales; Independent Insurance Agent; 10/12/2011; 160; 160; Sales of fixed insurance| 6) NAME OF OTHER BUSINESS: GUSTMAN REAL ESTATE RENTALS; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PORPERTIES; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE THE OWNERSHIP OF VARIOUS RENTAL PROPERTIES; 7) NAME OF OTHER BUSINESS: NSHCP SUB 3 LLC; INVESTMENT RELATED: NO; ADDRESS: W1718 RIVER OAKS DRIVE PO BOX 773 MARINETTE, WI 54143; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE PAPERWORK, ACCOUNTING OF FUNDS RESULTING FROM THE PURCHASE OF VARIOUS DST'S THE LLC WILL ACQUIRE TO FACILITATE A 1031 EXCHANGE;

Exams

• S66 Uniform Combined State Law Examination
  2012-04-03

Other Names

• Stephen Gustman