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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-18
NY RA APPROVED 2022-08-05
  • TX RA
    APPROVED
    Since 2022-10-18
  • NY RA
    APPROVED
    Since 2022-08-05

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 06/2021 Present
Athena Swc Buffalo NY 10/2019 09/2021
Mighty Taco Depew NY 06/2016 08/2019
Unemployed Lancaster NY 01/2019 06/2019
Bank Of America, N.A. Buffalo NY 07/2022 Present
  • 06/2021 → Present
    Buffalo, NY
  • 10/2019 → 09/2021
    Athena Swc
    Buffalo, NY
  • 06/2016 → 08/2019
    Mighty Taco
    Depew, NY
  • 01/2019 → 06/2019
    Unemployed
    Lancaster, NY
  • 07/2022 → Present
    Bank Of America, N.A.
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-04
Other Names
  • Lucas Mann

View on SEC IAPD

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