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Candace Leanne Walker

Ubs Financial Services Inc.

Springboro, OH

Miamisburg, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-25
  • OH RA
    APPROVED
    Since 2024-08-25

Branch Locations

Springboro, OH • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dayton OH 04/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
  • S66 Uniform Combined State Law Examination
    2024-08-23
Other Names
  • Candace Leanne Watkins

View on SEC IAPD

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