Best Investors Account Sign in

Mia Jeffords

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
  • TX RA
    APPROVED
    Since 2021-04-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 06/2020 Present
Atchison Account Management Atchison KS 01/2020 05/2020
Mercer Denver CO 06/2018 08/2018
Benedictine College Atchison KS 09/2016 05/2019
Benedictine College Atchison KS 08/2016 12/2019
Charles Schwab Bank, Ssb Westlake TX 10/2021 Present
Charles Schwab & Co., Inc. Lone Tree CO 06/2019 08/2019
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2020 → 05/2020
    Atchison Account Management
    Atchison, KS
  • 06/2018 → 08/2018
    Mercer
    Denver, CO
  • 09/2016 → 05/2019
    Benedictine College
    Atchison, KS
  • 08/2016 → 12/2019
    Benedictine College
    Atchison, KS
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 06/2019 → 08/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-06
  • S66 Uniform Combined State Law Examination
    2021-04-06
Designations

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor