Mallory Neal House

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brentwood, TN
• 06/2016 → 01/2018
  Lbmc Business Process Solutions, Llc
  Brentwood, TN
• 01/2018 → 05/2019
  Delek Us Holdings, Inc.
  Brentwood, TN
• 08/2019 → 12/2020
  Pilot.cOm
  Nashville, TN
• 02/2021 → 02/2023
  Main Event, Inc.
  Nashville, TN
• 05/2013 → 05/2017
  Student
  Nashville, TN
• 08/2018 → 08/2019
  Student
  Nashville, TN
• 06/2019 → 07/2019
  Merrill Lynch
  Nashville, TN
• 09/2025 → Present
  Bank Of America, N.A.
  Brentwood, TN

Other Businesses

I*4902268 Entity Type: Rental Property Name of OBA: Rental Property - 13-Jul-26 - 1 Address: Nashville, Tennessee, 37215 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/13/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: I*4840269 Entity Type: Fiduciary role Name of OBA: XXXX Morriswood Drive Trust Address: Nashville, Tennessee, 37204 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 07/07/2026 Number of Hours: 0.5, Yearly Number of Hours during trading: 0 Duties: Trustee/Non-family member

Exams

• S66 Uniform Combined State Law Examination
  2023-12-05

Other Names

• Mallory Neal
• Mallory B Neal