Best Investors Account Sign in

Daniel Rosales

Charles Schwab & Co., Inc.

Lynnwood, WA

Bellevue, WA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-12-17
  • WA RA
    APPROVED
    Since 2021-12-17

Branch Locations

19020 33Rd Ave West Suite 100, Lynnwood, WA 98036-4746 • United States

11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lynnwood WA 06/2020 Present
Doordash Bloomington IN 02/2020 02/2020
Student Bloomington IN 08/2019 06/2020
Charles Schwab Denver CO 06/2019 08/2019
Student Bloomington IN 08/2018 05/2019
Crane Credit Union Oden IN 06/2018 07/2018
Bed Bath And Beyond Bloomington IN 06/2018 06/2018
Student Bloomington IN 08/2017 05/2018
Target Lone Tree CO 05/2017 08/2017
Dick's Sporting Goods Denver CO 05/2017 05/2017
Student Bloomington IN 08/2016 05/2017
Charles Schwab Bank, Ssb Lynnwood WA 10/2021 Present
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Lynnwood, WA
  • 02/2020 → 02/2020
    Doordash
    Bloomington, IN
  • 08/2019 → 06/2020
    Student
    Bloomington, IN
  • 06/2019 → 08/2019
    Charles Schwab
    Denver, CO
  • 08/2018 → 05/2019
    Student
    Bloomington, IN
  • 06/2018 → 07/2018
    Crane Credit Union
    Oden, IN
  • 06/2018 → 06/2018
    Bed Bath And Beyond
    Bloomington, IN
  • 08/2017 → 05/2018
    Student
    Bloomington, IN
  • 05/2017 → 08/2017
    Target
    Lone Tree, CO
  • 05/2017 → 05/2017
    Dick's Sporting Goods
    Denver, CO
  • 08/2016 → 05/2017
    Student
    Bloomington, IN
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Lynnwood, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
  • S66 Uniform Combined State Law Examination
    2021-05-06
Designations
Other Names
  • Dan James Rosales
  • Daniel James Rosales

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
COMPREHENSIVE WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC
VALIC FINANCIAL ADVISORS, INC.
CAPITAL INVESTMENT SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CHANEY CAPITAL MANAGEMENT INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CARLA SUE FORNEY
BRYAN LEE HENDRICKSON
Eric John Sandstrom
GENEVA PATRICIA FOSTER
Wesley John Brandon
Trevor Dane Williams
JAMES WARREN JENKINS
DENISE DIANE BRANDON

Other Offices

LPL FINANCIAL LLC · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
LPL FINANCIAL LLC · LYNNWOOD, WA
KESTRA ADVISORY SERVICES, LLC · Lynnwood, WA
VALIC FINANCIAL ADVISORS, INC. · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA

More in Lynnwood, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor