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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-29 |
| TX | RA | APPROVED | 2021-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Decatur | IL | 06/2019 | Present |
| Millikin University | Decatur | IL | 08/2018 | 05/2019 |
| Wabash General Hospital | Mount Carmel | IL | 05/2018 | 08/2018 |
| Millikin University | Decatur | IL | 08/2017 | 05/2018 |
| Self | Mount Carmel | IL | 05/2017 | 08/2017 |
| Wabash Valley College | Mount Carmel | IL | 09/2016 | 05/2017 |
1. Millikin University Alumni Association Board; 1184 W Main St, Decatur, IL 62522; University; Board Member; Establish and enhance the bond between alumni and the university; 02/22/2022; 20 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
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