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William Dooley

First Trust Advisors LP

Wheaton, IL

Austin, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-06-22
TX RA APPROVED 2021-06-22
  • IL RA
    APPROVED
    Since 2021-06-22
  • TX RA
    APPROVED
    Since 2021-06-22

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 06/2019 06/2021
Colgate University Hamilton NY 08/2015 05/2019
University Of Texas Austin Austin TX 06/2018 08/2018
Based Advisors Austin TX 05/2017 07/2017
First Trust Portfolios L.P. Wheaton IL 06/2021 Present
First Trust Advisors L.P. Wheaton IL 06/2021 Present
  • 06/2019 → 06/2021
    Advisors Asset Management, Inc
    Monument, CO
  • 08/2015 → 05/2019
    Colgate University
    Hamilton, NY
  • 06/2018 → 08/2018
    University Of Texas Austin
    Austin, TX
  • 05/2017 → 07/2017
    Based Advisors
    Austin, TX
  • 06/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11
Other Names
  • Will Dooley
  • William Joseph Dooley

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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