Harvey Patrick Steele

Employer firm

Caz Investments L.p. CRD 113931

$10.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 05/2018
  New York Life Investment Management Llc
  Cincinnati, OH
• 12/2018 → 06/2024
  Westwood Management Corp.
  Dallas, TX
• 12/2018 → 06/2024
  Foreside Fund Services, Llc
  Dallas, TX
• 05/2018 → 12/2018
  Unemployed
  Lauderdale By The Sea, FL
• 06/2024 → Present
  Caz Investments Lp
  Houston, TX

Previous Registrations

• 2019-01-09 → 2024-06-13
  Westwood Management Corp
  Dallas, TX
• 2007-04-30 → 2018-06-15
  New York Life Investment Management Llc
  New York, NY
  Lauderdale By The Sea, FL
• 2005-07-25 → 2006-08-11
  Lord, Abbett & Co. Llc
  Jersey City, NJ
  Jersey City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2005-07-22

Other Names

• Harvey P. Steele
• Harvey Patrick Steele
• Harvey Patrick Steele