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Emily Brianna Starnes

Cetera Investment Advisers LLC

Houston, TX

CRD 7135984

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 07/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 07/2020 08/2023
Img Financial Group Houston TX 07/2020 Present
Img Financial Group Houston TX 06/2019 07/2020
Ccae Enterprises College Station TX 06/2018 06/2019
Gwm Enterprises College Station TX 08/2018 01/2020
Schlotzsky's College Station TX 02/2017 08/2017
Texas A&M University College Station TX 08/2015 05/2020
Securian Financial Services Saint Paul MN 06/2019 07/2020
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2020 → Present
    Img Financial Group
    Houston, TX
  • 06/2019 → 07/2020
    Img Financial Group
    Houston, TX
  • 06/2018 → 06/2019
    Ccae Enterprises
    College Station, TX
  • 08/2018 → 01/2020
    Gwm Enterprises
    College Station, TX
  • 02/2017 → 08/2017
    Schlotzsky's
    College Station, TX
  • 08/2015 → 05/2020
    Texas A&M University
    College Station, TX
  • 06/2019 → 07/2020
    Securian Financial Services
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-09-10 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
Other Businesses

IMG FINANCIAL GROUP INC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 4550 Post Oak Place, #125, Houston TX 77027, United States DESCRIPTION: Fixed insurance ALERA GROUP POSITION: Agent/Broker NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 3151 Briarpark Dr, Ste 1220, Houston TX 77042, United States DESCRIPTION: Alera Group is the health benefits group IMG uses as they used to be the IMG Health Benefits branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08

View on SEC IAPD

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