Carmen David Caruso

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 09/2020
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 08/2017 → 09/2017
  Screen Designs
  Colonie, NY
• 04/2017 → 05/2017
  Gymrats Challenge
  Guilderland, NY
• 05/2017 → 08/2017
  Unemployed
  Niskayuna, NY
• 10/2017 → 04/2019
  Unemployed
  Niskayuna, NY
• 10/2020 → 05/2021
  Lpl Financial, Llc
  Slingerlands, NY
• 10/2020 → 05/2021
  Private Advisor Group
  Slingerlands, NY
• 06/2021 → 07/2022
  Del-Sette Capital Management, Llc
  Schenectady, NY
• 10/2022 → 06/2023
  Taconic Advisors, Inc.
  Poughkeepsie, NY
• 08/2022 → 09/2022
  Unemployed
  Niskayuna, NY
• 07/2012 → 05/2017
  Full-Time Student
  Niskayuna, NY
• 10/2020 → 05/2021
  435 Financial
  Albany, NY
• 06/2023 → 09/2025
  Del-Sette Capital Management, Llc
  Schenectady, NY
• 05/2026 → Present
  Osaic Wealth, Inc.
  Rochester, NY
• 10/2025 → 04/2026
  Unemployed
  Rochester, NY

Previous Registrations

• 2023-07-11 → 2025-09-30
  Del-Sette Capital Management, Llc
  Schenectady, NY
• 2022-11-15 → 2023-06-20
  Taconic Advisors
  Saugerties, NY
• 2021-06-11 → 2022-07-14
  Del-Sette Capital Management, Llc
  Schenectady, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-05-05
• S66 Uniform Combined State Law Examination
  2020-06-17

Designations

• Certified Financial Planner