Marie Estelle Haverty

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2020-03-09

IN RA
APPROVED

Since 2020-03-09

Branch Locations

2070 Old Highway 135 Nw, Corydon, IN 47112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2019	Present
Coker College	Hartsville	SC	08/2014	05/2018
Cerner Corporation	Kansas City	MO	07/2018	06/2019

07/2019 → Present

Edward Jones

St Louis, MO
08/2014 → 05/2018

Coker College

Hartsville, SC
07/2018 → 06/2019

Cerner Corporation

Kansas City, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-31

S66 Uniform Combined State Law Examination

2019-08-31

Designations

Other Names

Marie Estelle Rothrock
Marie Rothrock

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

PIVOT POINT WEALTH PLANNING

PRIVATE ADVISOR GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Benjamin Keith Mathes

Billy Bob Thomas

Evan Carter Lasley

WILLIAM LEE JONES

Matthew Ray Rothrock

Ethan Patrick Haverty

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Corydon, IN

EDWARD JONES · Corydon, IN

J.P. MORGAN SECURITIES LLC · CORYDON, IN

EDWARD JONES · CORYDON, IN

FARTHER · Corydon, IN

STATE FARM INVESTMENT MANAGEMENT CORP. · Georgetown, IN

EDWARD JONES · Georgetown, IN

PIVOT POINT WEALTH PLANNING · BRANDENBURG, KY

More in Corydon, IN

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