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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-11 |
| TX | RA | APPROVED | 2023-12-08 |
Branch Locations
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Romano's Macaroni Grill | Denver | CO | 08/2016 | 07/2019 |
| Edward Jones | St.LOuis | MO | 07/2019 | 12/2023 |
| Ameriprise Financial Services, Llc | Roseville | CA | 12/2023 | Present |
Board of Directors; The Ten09 Effect; President; 1940 Terracina Cir, , Roseville, CA, 95747; Not Investment-Related; 01/01/2018; 10 to 19 hours per month; 0 during trading hours / Placer County Veteran's Monument; Member at Large; Placer County Veterans Monument, 541 5th St, Lincoln, CA, 95648; Not Investment-Related; 05/13/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-28 |
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