Erick Bates

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
FL	RA	APPROVED	2019-09-25

TX RA
APPROVED_RES

Since 2020-05-05
FL RA
APPROVED

Since 2019-09-25

Branch Locations

275 S Hwy 17 92 Suite 109, Debary, FL 32713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2019	Present
Par Mobile	Greenville	SC	03/2003	07/2019

07/2019 → Present

Edward Jones

St Louis, MO
03/2003 → 07/2019

Par Mobile

Greenville, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-31

S66 Uniform Combined State Law Examination

2019-08-31

Other Names

Erick Anthony Bates

View on SEC IAPD