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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-12-05 |
Branch Locations
1966 Bunker Lake Blvd Nw Ste 700, Andover, MN 55304 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Andover | MN | 07/2016 | Present |
| Wells Fargo Clearing Services, Llc | Andover | MN | 06/2019 | Present |
A&P ENTERPRISES, LLC; NOT INVESTMENT RELATED; ANDOVER, MN; 100% OWNERSHIP WITH SPOUSE; START 7/31/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE OWNERSHIP. DEVONSHIRE TOWNHOUSE ASSOCAITION INC, INVT RELATED, ANDOVER, MN, TREASURER, START DATE 6/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING HOA DUES, UPKEEP AND UPDATES FOR PROPERTIES, CREATING A BUDGET AND MAINTAINING POSITIVITY CASH FLOW FOR EXPENSES COMPARED TO HOA DUES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-13 |
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