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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpha Financial Planning, Inc. | Dublin | OH | 06/2019 | 01/2023 |
| Alpha Financial Planning | Dublin | OH | 06/2016 | 01/2023 |
| Ameriprise Financial Services | Dublin | OH | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Dublin | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Dublin | OH | 01/2023 | Present |
Business Ownership; Mission Control Enterprises, LLC; Owner; Manage Ameriprise Business; 6241 Riverside Drive, , Dublin, OH, 43017; Investment-Related; 03/15/2026; 60 hours per month; 60 during trading hours. Outside Employment; Man on The Moon, LLC; Man on The Moon, LLC is the entity in which our Primary Advisor uses to pay employees of our franchise their salary, as well as fund business expenses.; Manage advisory business; 6241 Riverside Drive, , Dublin, OH, 43017; Investment-Related; 05/15/2024; 60 hours per month; 60 during trading hours / Mission Control Enterprises, LLC; Owner; Manage advisory business; 6241 Riverside Drive, , Dublin, OH, 43017; Investment-Related; 03/15/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-05 |
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