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Yi Charn Chen

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Clara CA 06/2019 Present
Jpmorgan Chase Bank, N.A. Santa Clara CA 06/2019 Present
Apple Brooklyn NY 03/2018 05/2019
Quva Pharma Sugar Land TX 08/2016 11/2017
Whole Foods Market Brooklyn NY 02/2018 05/2018
Unemployed Brooklyn NY 12/2017 01/2018
  • 06/2019 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 06/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 03/2018 → 05/2019
    Apple
    Brooklyn, NY
  • 08/2016 → 11/2017
    Quva Pharma
    Sugar Land, TX
  • 02/2018 → 05/2018
    Whole Foods Market
    Brooklyn, NY
  • 12/2017 → 01/2018
    Unemployed
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2019-08-28
  • S66 Uniform Combined State Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-08-28
Other Names
  • Michelle Chen
  • Michelle Yi Charn Chen
  • Yi C Chen
  • Yicharn Chen

View on SEC IAPD

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