John William Fleming

Equitable Advisors, LLC

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Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-28

TX RA
APPROVED

Since 2021-04-28

Branch Locations

Dallas, TX • United States

12377 Merit Drive Suite 1500, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2020	06/2020
Blue Goblin Inc	College Park	GA	06/2016	06/2018
Peachtree Club	Atlanta	GA	06/2018	08/2018
Southern Methodist University	Dallas	TX	08/2016	05/2020
Hilltop Securities Independent Network	Dallas	TX	06/2019	08/2019
Equitable Advisors, Llc	New York	NY	05/2020	Present

05/2020 → 06/2020

Axa Advisors, Llc

New York, NY
06/2016 → 06/2018

Blue Goblin Inc

College Park, GA
06/2018 → 08/2018

Peachtree Club

Atlanta, GA
08/2016 → 05/2020

Southern Methodist University

Dallas, TX
06/2019 → 08/2019

Hilltop Securities Independent Network

Dallas, TX
05/2020 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-21
S63	Uniform Securities Agent State Law Examination	2021-02-01

S65 Uniform Investment Adviser Law Examination

2021-04-21
S63 Uniform Securities Agent State Law Examination

2021-02-01

Other Names

Jack Fleming

View on SEC IAPD

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