Best Investors Account Sign in

Mary Ellen Ellen Shanklin

Ubs Financial Services Inc.

Grapevine, TX

Plano, TX

CRD 7134746

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-10
  • TX RA
    APPROVED
    Since 2024-05-10

Branch Locations

Grapevine, TX • United States

Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Tech University Lubbock TX 08/2017 05/2021
Ubs Financial Services Plano TX 06/2019 08/2019
Full Of Grace, Divine Designs Plano TX 08/2015 05/2019
Roman Cucina Dallas TX 05/2018 08/2018
High School Plano TX 08/2013 08/2017
Fidelity Investments Westlake TX 06/2021 06/2022
Ubs Financial Services Inc Plano TX 07/2022 Present
  • 08/2017 → 05/2021
    Texas Tech University
    Lubbock, TX
  • 06/2019 → 08/2019
    Ubs Financial Services
    Plano, TX
  • 08/2015 → 05/2019
    Full Of Grace, Divine Designs
    Plano, TX
  • 05/2018 → 08/2018
    Roman Cucina
    Dallas, TX
  • 08/2013 → 08/2017
    High School
    Plano, TX
  • 06/2021 → 06/2022
    Fidelity Investments
    Westlake, TX
  • 07/2022 → Present
    Ubs Financial Services Inc
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14
Other Names
  • Mary Ellen Woods
  • Mary Woods

View on SEC IAPD

More in Grapevine, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor