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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brian Woods Financial Services | Danvers | MA | 07/2021 | 05/2022 |
| University Of New Hampshire | Durham | NH | 09/2017 | 05/2021 |
| Lpl Financial Llc | Danvers | MA | 06/2021 | Present |
| Lincoln Sudbury Regional High School | Sudbury | MA | 09/2013 | 06/2017 |
| Lpl Financial Llc | Danvers | MA | 06/2017 | 08/2019 |
1)06/10/2022 - Brian M. Woods Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/16/2025- none- Other - Notary Public- INV Related- At Reported Business Location(s)- Start date 02/02/2023- 1 Hour Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-08 |
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