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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2024-08-20 |
| OK | RA | APPROVED | 2024-08-02 |
Branch Locations
6 Venture Ste 250, Irvine, CA 92618 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midfirst Bank | Oklahoma City | OK | 07/2020 | 07/2024 |
| Cornerstone Financial Advisers | Irvine | CA | 05/2019 | 08/2019 |
| Wildwood Community Church | Norman | OK | 05/2014 | 05/2020 |
| Sky Ranch | Horn Creek | CO | 05/2018 | 08/2018 |
| Sky Ranch | Van | TX | 05/2017 | 07/2017 |
| University Of Oklahoma | Norman | OK | 08/2016 | 12/2020 |
| Lpl Financial Llc | Norman | OK | 07/2024 | Present |
1. 07/03/2024- Cornerstone Financial Advisers- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
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