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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-05 |
| TX | RA | APPROVED | 2023-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 03/2020 | 12/2020 |
| Rhi General Group | San Ramon | CA | 11/2019 | 03/2020 |
| Unemployed | Greeneville | TN | 08/2019 | 11/2019 |
| University Of Tennessee At Chattanooga | Chattanooga | TN | 08/2015 | 08/2019 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2021 | Present |
| Style Encore | Chattanooga | TN | 08/2016 | 08/2017 |
| Check Into Cash | Chattanooga | TN | 09/2017 | 12/2018 |
| Target | Chattanooga | TN | 03/2019 | 07/2019 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-23 |
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