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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-22
  • NJ RA
    APPROVED
    Since 2022-09-22

Branch Locations

Beachwood, NJ • United States

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Wall Township NJ 02/2022 04/2022
Massmutual Life Insurance Co Wall Township NJ 04/2022 Present
Napier Park Global Capital New York NY 01/2020 03/2020
Summit Financial Parsippany NJ 09/2019 01/2020
Massmutual/Creative Financial Group Wall NJ 06/2019 08/2019
Mr. Happy Party Rentals Howell NJ 06/2020 08/2020
La Bove Grande Lakehurst NJ 06/2017 06/2019
Ymca Toms River NJ 09/2015 06/2017
Student South Orange NJ 08/2020 03/2022
Massmutual Life Insurance Co Wall Township NJ 02/2022 04/2022
Mml Investors Services Llc Wall Township NJ 04/2022 Present
Mml Investors Services Llc Wall NJ 06/2019 08/2019
  • 02/2022 → 04/2022
    Wall Township, NJ
  • 04/2022 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
  • 01/2020 → 03/2020
    Napier Park Global Capital
    New York, NY
  • 09/2019 → 01/2020
    Summit Financial
    Parsippany, NJ
  • 06/2019 → 08/2019
    Massmutual/Creative Financial Group
    Wall, NJ
  • 06/2020 → 08/2020
    Mr. Happy Party Rentals
    Howell, NJ
  • 06/2017 → 06/2019
    La Bove Grande
    Lakehurst, NJ
  • 09/2015 → 06/2017
    Ymca
    Toms River, NJ
  • 08/2020 → 03/2022
    Student
    South Orange, NJ
  • 02/2022 → 04/2022
    Massmutual Life Insurance Co
    Wall Township, NJ
  • 04/2022 → Present
    Wall Township, NJ
  • 06/2019 → 08/2019
    Wall, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Frank Mara
  • Francis J Mara
  • Frankie J Mara
  • Francis Joseph Mara

View on SEC IAPD

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